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Board of Regents Meetings Audit and Compliance Committee Meetings 111611 Audit Mtg
Audit and Compliance Committee Meeting
AGENDA
University of Houston System Board of Regents
Audit and Compliance Committee Meeting
DATE: November 16, 2011
TIME: 9:00 a.m.
LOCATION: Hilton University of Houston Hotel
Waldorf Astoria Ballroom E, Second Floor
4800 Calhoun
Houston, Texas 77204
Chair: Nandita V. Berry
Vice Chair: Mica Mosbacher
Members: Roger F. Welder
Tamecia Glover Harris
Nelda Luce Blair, Ex Officio
AUDIT AND COMPLIANCE COMMITTEE MEETING
**Complete Committee Package - 302 pages**
A. Call to Order
B. Approval of Committee Minutes:
- August 17, 2011, Audit and Compliance Committee Meeting
C. Presentation - Overview of Internal Audit Process - University of Houston System
Item: AUDIT C-1
Action: Information
Supporting Documentation:
D. Presentation - Overview of Anonymous Reporting Mechanism - University of Houston System
Item: AUDIT D-33
Action: Information
Supporting Documentation:
E. Institutional Compliance Status Report for the Three Months Ended September 30, 2011 - University of Houston System
Item: AUDIT E-46
Action: Information
Supporting Documentation:
F. Report on Internal Audit Report - Briefing Booklet - University of Houston System
Item: AUDIT F-57
Action: Information
Supporting Documentation:
G. Report on External Audit Report - Texas Comptroller of Public Accounts Post Payment Audit of the University of Houston-Downtown - University of Houston-Downtown
Item: AUDIT G-58
Action: Information
Supporting Documentation:
H. Report on External Audit Report - Texas Comptroller of Public Accounts Post Payment Audit of American Recovery and Reinvestment Act (ARRA) transactioin of the University of Houston-Downtown - University of Houston-Downtown
Item: AUDIT H-65
Action: Information
Supporting Documentation:
I. Report on IRS Determination Letter - Bond Issue Examination - University of Houston System
Item: AUDIT I-68
Action: Information
Supporting Documentation:
J. Report on Ethics and Conflict of Interest Policies of the Board of Regents and Each of the Universities - University of Houston System
Item: AUDIT J-70
Action: Information
Supporting Documentation:
K. Report on Annual Fraud Prevention and Awareness Report - University of Houston System
Item: AUDIT K-141
Action: Information
Supporting Documentation:
L. Report on Identity Theft Prevention Program - Executive Summary, University of Houston System
Item: AUDIT L-149
Action: Information
Supporting Documentation:
M. Report on Annual Procurement Report - University of Houston System
Item: AUDIT M-153
Action: Information
Supporting Documentation:
N. Report on Status of Audit Report and Financial Statements, University of Houston Charter School, FY2011 - University of Houston System
Item: AUDIT N-160
Action: Information
Supporting Documentation:
O. Review of University of Houston System, Internal Auditing Department - Annual Report, Fiscal Year 2011 - University of Houston System
Item: AUDIT O-161
Action: Information
Supporting Documentation:
P. Adjourn